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Results for “auction tail” · papers 18 · wiki 1
Academic Papers · 18arXiv q-fin live 0 · desk corpus 172
arXiv · arXiv · 2026

When large trades are not (automatically) news: liquidity tail risk and price discovery

We examine how heavy-tailed liquidity demand changes price discovery in a sequential limit order book with asymmetric information. In our setting, liquidity suppliers observe aggregate order flow, not its decomposition into informed demand and uninformed liquidity shocks. With heavy-tailed uninformed aggregated order flow, large trades remain plausibly uninformed over a wider range of depths, flattening price impact

Umut Çetin, Mingwei Lin, Giulia Livieri
arXiv · arXiv · 2024

Equity auction dynamics: latent liquidity models with activity acceleration

Equity auctions display several distinctive characteristics in contrast to continuous trading. As the auction time approaches, the rate of events accelerates causing a substantial liquidity buildup around the indicative price. This, in turn, results in a reduced price impact and decreased volatility of the indicative price. In this study, we adapt the latent/revealed order book framework to the specifics of equity au

Mohammed Salek, Damien Challet, Ioane Muni Toke
arXiv · arXiv · 2026

ViperQ: Order Flow Pattern Recognition via Auction Market Theory for Reinforcement Learning Trading

Reinforcement learning trading systems published in the academic literature overwhelmingly rely on price-aggregate state representations (OHLCV bars) or limit-order-book depth features, leaving microstructure pattern theories from the practitioner literature, namely Auction Market Theory and Market Profile, without a peer-reviewed computational instantiation. We present ViperQ, a reinforcement learning system whose s

Asser Moustafa, Rares-Mihail Neagu, Jugal Kalita
arXiv · arXiv · 2007

An empirical behavioral model of liquidity and volatility

We develop a behavioral model for liquidity and volatility based on empirical regularities in trading order flow in the London Stock Exchange. This can be viewed as a very simple agent based model in which all components of the model are validated against real data. Our empirical studies of order flow uncover several interesting regularities in the way trading orders are placed and cancelled. The resulting simple mod

Szabolcs Mike, J. Doyne Farmer
OpenAlex · The Quarterly Journal of Economics · 2015 · cites 917

The High-Frequency Trading Arms Race: Frequent Batch Auctions as a Market Design Response *

Abstract The high-frequency trading arms race is a symptom of flawed market design. Instead of the continuous limit order book market design that is currently predominant, we argue that financial exchanges should use frequent batch auctions: uniform price double auctions conducted, for example, every tenth of a second. That is, time should be treated as discrete instead of continuous, and orders should be processed i

Eric Budish, Peter Cramton, John J. Shim
arXiv · arXiv · 2026

Illiquidity at Risk

Market efficiency relies fundamentally on stable liquidity. Consequently, forecasting liquidity dynamics is a priority for both investors and regulators. We introduce a new tail-risk metric, Illiquidity-at-Risk (IlliQaR), designed to quantify the magnitude of extreme liquidity dry-ups. Relying upon the realized Amihud (a precise illiquidity measurement derived from high-frequency data as the ratio of realized volatil

Demetrio Lacava, Paolo Santucci de Magistris
arXiv · arXiv · 2026

Concentrated Liquidity Provision: a Reinforcement Learning Perspective

Automated market makers (AMMs) are a cornerstone of decentralised finance (DeFi). Constant product markets with concentrated liquidity, such as UniswapV3, are now a well-established design. In these markets, liquidity providers (LPs) face a sequential decision problem: they must decide when to rebalance their positions and which price ranges to allocate capital to as market conditions evolve. We formulate dynamic liq

Georgios Chionas, Charalampos Kleitsikas, Stefanos Leonardos, Leandro Sánchez-Betancourt, Carmine Ventre
arXiv · arXiv · 2026

Herding and Liquidity in Order-Book Markets. I. A Robust Liquidity-Stress Crossover and its Reflexive Mechanism

Agent-based models of markets readily produce emergent instabilities, but telling a genuine collective effect apart from a parameter artefact takes discipline. We apply Bouchaud's phase-diagram method to a continuous-double-auction order-book model. The method is to map the full phase diagram, test its robustness to rule changes, and rule out degenerate and numerical origins before we call any feature a tipping point

Jan Novotny
arXiv · arXiv · 2026

Order Splitting and Liquidity Replenishment Are Jointly Necessary for the Square-Root Law of Market Impact:

Three quantitative predictions have been advanced for the square-root law (SRL) of market impact, $I/σ_D = c\,(Q/V_D)^δ$ with $δ\approx 0.5$: GGPS ($δ=β-1$), FGLW ($δ=α-1$), and LOB walking ($δ=1/(1+γ)$). Using a minimal limit-order-book model populated by heterogeneous interacting agents and calibrated against the Tokyo Stock Exchange benchmark ($\langleδ\rangle = 0.489$~\citep{satoStrictUniversalitySquareRoot2025})

Yang Zhou, Jianwen Chen, Ruipeng Wei
arXiv · arXiv · 2026

Slippage-at-Risk (SaR): A Forward-Looking Liquidity Risk Framework for Perpetual Futures Exchanges

We introduce $\textbf{Slippage-at-Risk (SaR)}$, a quantitative framework for measuring liquidity risk in perpetual futures exchanges. Unlike backward-looking metrics such as Value-at-Risk computed on historical returns or realized deficit distributions, SaR provides a \emph{forward-looking} assessment of liquidation execution risk derived from current order book microstructure. The framework comprises three complemen

Otar Sepper
arXiv · arXiv · 2026

TradeFM: A Generative Foundation Model for Trade-flow and Market Microstructure

Foundation models have transformed domains from language to genomics by learning general-purpose representations from large-scale, heterogeneous data. We introduce TradeFM, a 524M-parameter generative Transformer that brings this paradigm to market microstructure, learning directly from billions of trade events across >9K equities. To enable cross-asset generalization, we develop scale-invariant features and a univer

Maxime Kawawa-Beaudan, Srijan Sood, Kassiani Papasotiriou, Daniel Borrajo, Manuela Veloso
arXiv · arXiv · 2026

Pregeometric Origins of Liquidity Geometry in Financial Order Books

We propose a structural framework for the geometry of financial order books in which liquidity, supply, and demand are treated as emergent observables rather than primitive economic variables. The market is modeled as an inflationary relational system without assumed metric, temporal, or price coordinates. Observable quantities arise only through projection, implemented here via spectral embeddings of the graph Lapla

João P. da Cruz
arXiv · arXiv · 2025

Enhancing Meme Token Market Transparency: A Multi-Dimensional Entity-Linked Address Analysis for Liquidity Risk Evaluation

Meme tokens represent a distinctive asset class within the cryptocurrency ecosystem, characterized by high community engagement, significant market volatility, and heightened vulnerability to market manipulation. This paper introduces an innovative approach to assessing liquidity risk in meme token markets using entity-linked address identification techniques. We propose a multi-dimensional method integrating fund fl

Qiangqiang Liu, Qian Huang, Frank Fan, Haishan Wu, Xueyan Tang
arXiv · arXiv · 2025

Agent-based Liquidity Risk Modelling for Financial Markets

In this paper, we describe a novel agent-based approach for modelling the transaction cost of buying or selling an asset in financial markets, e.g., to liquidate a large position as a result of a margin call to meet financial obligations. The simple act of buying or selling in the market causes a price impact and there is a cost described as liquidity risk. For example, when selling a large order, there is market sli

Perukrishnen Vytelingum, Rory Baggott, Namid Stillman, Jianfei Zhang, Dingqiu Zhu
arXiv · arXiv · 2025

Heterogeneous Trader Responses to Macroeconomic Surprises: Simulating Order Flow Dynamics

Understanding how market participants react to shocks like scheduled macroeconomic news is crucial for both traders and policymakers. We develop a calibrated data generation process DGP that embeds four stylized trader archetypes retail, pension, institutional, and hedge funds into an extended CAPM augmented by CPI surprises. Each agents order size choice is driven by a softmax discrete choice rule over small, medium

Haochuan Wang
arXiv · arXiv · 2025

Improving DeFi Accessibility through Efficient Liquidity Provisioning with Deep Reinforcement Learning

This paper applies deep reinforcement learning (DRL) to optimize liquidity provisioning in Uniswap v3, a decentralized finance (DeFi) protocol implementing an automated market maker (AMM) model with concentrated liquidity. We model the liquidity provision task as a Markov Decision Process (MDP) and train an active liquidity provider (LP) agent using the Proximal Policy Optimization (PPO) algorithm. The agent dynamica

Haonan Xu, Alessio Brini
arXiv · arXiv · 2024

Backtesting Framework for Concentrated Liquidity Market Makers on Uniswap V3 Decentralized Exchange

Decentralized finance (DeFi) has revolutionized the financial landscape, with protocols like Uniswap offering innovative automated market-making mechanisms. This article explores the development of a backtesting framework specifically tailored for concentrated liquidity market makers (CLMM). The focus is on leveraging the liquidity distribution approximated using a parametric model, to estimate the rewards within liq

Andrey Urusov, Rostislav Berezovskiy, Yury Yanovich
arXiv · arXiv · 2024

No Questions Asked: Effects of Transparency on Stablecoin Liquidity During the Collapse of Silicon Valley Bank

Fiat-pegged stablecoins are by nature exposed to spillover effects during market turmoil in Traditional Finance (TradFi). We observe a difference in TradFi market shocks impact between various stablecoins, in particular, USD Coin (USDC) and Tether USDT (USDT), the former with a higher reporting frequency and transparency than the latter. We investigate this, using top USDC and USDT liquidity pools in Uniswap, by adap

Walter Hernandez Cruz, Jiahua Xu, Paolo Tasca, Carlo Campajola
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