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Results for “swap” · papers 18 · wiki 12
Academic Papers · 18arXiv q-fin live 8 · desk corpus 108
arXiv · arXiv q-fin · 2020

Uncovering the mesoscale structure of the credit default swap market to improve portfolio risk modelling

One of the most challenging aspects in the analysis and modelling of financial markets, including Credit Default Swap (CDS) markets, is the presence of an emergent, intermediate level of structure standing in between the microscopic dynamics of individual financial entities and the macroscopic dynamics of the market as a whole. This elusive, mesoscopic level of organisation is often sought for via factor models that

Ioannis Anagnostou, Tiziano Squartini, Drona Kandhai, Diego Garlaschelli
arXiv · arXiv q-fin · 2009

Credit Default Swap Calibration and Counterparty Risk Valuation with a Scenario based First Passage Model

In this work we develop a tractable structural model with analytical default probabilities depending on a random default barrier and possibly random volatility ideally associated with a scenario based underlying firm debt. We show how to calibrate this model using a chosen number of reference Credit Default Swap (CDS) market quotes. In general this model can be seen as a possible extension of the time-varying AT1P mo

Damiano Brigo, Marco Tarenghi
arXiv · arXiv q-fin · 2008

Constant Maturity Credit Default Swap Pricing with Market Models

In this work we derive an approximated no-arbitrage market valuation formula for Constant Maturity Credit Default Swaps (CMCDS). We move from the CDS options market model in Brigo (2004), and derive a formula for CMCDS that is the analogous of the formula for constant maturity swaps in the default free swap market under the LIBOR market model. A "convexity adjustment"-like correction is present in the related formula

Damiano Brigo
arXiv · arXiv q-fin · 2009

Credit Calibration with Structural Models: The Lehman case and Equity Swaps under Counterparty Risk

In this paper we develop structural first passage models (AT1P and SBTV) with time-varying volatility and characterized by high tractability, moving from the original work of Brigo and Tarenghi (2004, 2005) [19] [20] and Brigo and Morini (2006)[15]. The models can be calibrated exactly to credit spreads using efficient closed-form formulas for default probabilities. Default events are caused by the value of the firm

Damiano Brigo, Massimo Morini, Marco Tarenghi
arXiv · arXiv q-fin · 2020

Nonparametric Pricing and Hedging of Volatility Swaps in Stochastic Volatility Models

In this paper the zero vanna implied volatility approximation for the price of freshly minted volatility swaps is generalised to seasoned volatility swaps. We also derive how volatility swaps can be hedged using a strip of vanilla options with weights that are directly related to trading intuition. Additionally, we derive first and second order hedges for volatility swaps using only variance swaps. As dynamically tra

Frido Rolloos
arXiv · arXiv · 2024

Cross-Currency Basis Swaps Referencing Backward-Looking Rates

The financial industry has undergone a significant transition from the London Interbank Offered Rates (LIBORs) to Risk Free Rates (RFRs) such as, e.g., the Secured Overnight Financing Rate (SOFR) in the U.S. and the Cash Rate (AONIA) in Australia, as primary benchmark rates for borrowing costs. The paper examines the pricing and hedging method for financial products in a cross-currency framework with the special emph

Yining Ding, Ruyi Liu, Marek Rutkowski
arXiv · arXiv · 2025

Formal State-Machine Models for Uniswap v3 Concentrated-Liquidity AMMs: Priced Timed Automata, Finite-State Transducers, and Provable Rounding Bounds

Concentrated-liquidity automated market makers (CLAMMs), as exemplified by Uniswap v3, are now a common primitive in decentralized finance frameworks. Their design combines continuous trading on constant-function curves with discrete tick boundaries at which liquidity positions change and rounding effects accumulate. While there is a body of economic and game-theoretic analysis of CLAMMs, there is negligible work tha

Julius Tranquilli, Naman Gupta
arXiv · arXiv · 2025

Optimal Investment in Equity and Credit Default Swaps in the Presence of Default

We consider an equity market subject to risk from both unhedgeable shocks and default. The novelty of our work is that to partially offset default risk, investors may dynamically trade in a credit default swap (CDS) market. Assuming investment opportunities are driven by functions of an underlying diffusive factor process, we identify the certainty equivalent for a constant absolute risk aversion investor with a semi

Zhe Fei, Scott Robertson
arXiv · arXiv · 2024

Backtesting Framework for Concentrated Liquidity Market Makers on Uniswap V3 Decentralized Exchange

Decentralized finance (DeFi) has revolutionized the financial landscape, with protocols like Uniswap offering innovative automated market-making mechanisms. This article explores the development of a backtesting framework specifically tailored for concentrated liquidity market makers (CLMM). The focus is on leveraging the liquidity distribution approximated using a parametric model, to estimate the rewards within liq

Andrey Urusov, Rostislav Berezovskiy, Yury Yanovich
arXiv · arXiv · 2022

DeFi: data-driven characterisation of Uniswap v3 ecosystem & an ideal crypto law for liquidity pools

Uniswap is a Constant Product Market Maker built around liquidity pools, where pairs of tokens are exchanged subject to a fee that is proportional to the size of transactions. At the time of writing, there exist more than 6,000 pools associated with Uniswap v3, implying that empirical investigations on the full ecosystem can easily become computationally expensive. Thus, we propose a systematic workflow to extract an

Deborah Miori, Mihai Cucuringu
arXiv · arXiv · 2022

Are all Credit Default Swap Databases equal?

We compare the five major sources of corporate Credit Default Swap prices: GFI, Fenics, Reuters, CMA, and Markit, using the most liquid single name 5-year CDS in the iTraxx and CDX indexes from 2004 to 2010. Deviations from the common trend among prices in the different databases are not random but are explained by idiosyncratic factors, financing costs, global risk, and other trading factors. The CMA quotes lead the

Sergio Mayordomo, Juan Ignacio Peña, Eduardo S. Schwartz
arXiv · arXiv · 2021

From bid-ask credit default swap quotes to risk-neutral default probabilities using distorted expectations

Risk-neutral default probabilities can be implied from credit default swap (CDS) market quotes. In practice, mid CDS quotes are used as inputs, as their risk-neutral counterparts are not observable. We show how to imply risk-neutral default probabilities from bid and ask quotes directly by means of formulating the CDS calibration problem to bid and ask market quotes within the conic finance framework. Assuming the ri

Matteo Michielon, Asma Khedher, Peter Spreij
arXiv · arXiv · 2021

UNISWAP: Impermanent Loss and Risk Profile of a Liquidity Provider

Uniswap is a decentralized exchange (DEX) and was first launched on November 2, 2018 on the Ethereum mainnet [1] and is part of an Ecosystem of products in Decentralized Finance (DeFi). It replaces a traditional order book type of trading common on centralized exchanges (CEX) with a deterministic model that swaps currencies (or tokens/assets) along a fixed price function determined by the amount of currencies supplie

Andreas A. Aigner, Gurvinder Dhaliwal
arXiv · arXiv · 2019

Optimal valuation of American callable credit default swaps under drawdown of Lévy insurance risk process

This paper discusses the valuation of credit default swaps, where default is announced when the reference asset price has gone below certain level from the last record maximum, also known as the high-water mark or drawdown. We assume that the protection buyer pays premium at fixed rate when the asset price is above a pre-specified level and continuously pays whenever the price increases. This payment scheme is in fav

Zbigniew Palmowski, Budhi Surya
arXiv · arXiv · 2016

Regularities and Discrepancies of Credit Default Swaps: a Data Science approach through Benford's Law

In this paper, we search whether the Benford's law is applicable to monitor daily changes in sovereign Credit Default Swaps (CDS) quotes, which are acknowledged to be complex systems of economic content. This test is of paramount importance since the CDS of a country proxy its health and probability to default, being associated to an insurance against the event of its default. We fit the Benford's law to the daily ch

Marcel Ausloos, Rosella Castellano, Roy Cerqueti
arXiv · arXiv · 2016

Systemic Risk Management in Financial Networks with Credit Default Swaps

We study insolvency cascades in an interbank system when banks are allowed to insure their loans with credit default swaps (CDS) sold by other banks. We show that, by properly shifting financial exposures from one institution to another, a CDS market can be designed to rewire the network of interbank exposures in a way that makes it more resilient to insolvency cascades. A regulator can use information about the topo

Matt V. Leduc, Sebastian Poledna, Stefan Thurner
arXiv · arXiv · 2014

Modelling Credit Default Swaps: Market-Standard Vs Incomplete-Market Models

Recently, incomplete-market techniques have been used to develop a model applicable to credit default swaps (CDSs) with results obtained that are quite different from those obtained using the market-standard model. This article makes use of the new incomplete-market model to further study CDS hedging and extends the model so that it is capable treating single-name CDS portfolios. Also, a hedge called the vanilla hedg

Michael B. Walker
arXiv · arXiv · 2009

Credit Default Swap Calibration and Equity Swap Valuation under Counterparty Risk with a Tractable Structural Model

In this paper we develop a tractable structural model with analytical default probabilities depending on some dynamics parameters, and we show how to calibrate the model using a chosen number of Credit Default Swap (CDS) market quotes. We essentially show how to use structural models with a calibration capability that is typical of the much more tractable credit-spread based intensity models. We apply the structural

Damiano Brigo, Marco Tarenghi
Wiki Entities · 12
Credit

Credit Default Swap

A CDS is a bilateral contract that pays the loss on a reference credit after a credit event — default insurance quoted as a spread.

Derivatives

Variance Swap

Variance Swap — Contract paying realized variance versus strike, core institutional vol transfer instrument.

Financial Crises

Archegos 2021

Archegos was a family-office total-return-swap blow-up in March 2021: concentrated longs, huge hidden leverage across prime brokers, and a week of block sales that hit ViacomCBS and others.

Fixed Income

Asset Swap Spread

Asset Swap Spread — Spread between bond yield and floating leg, linking credit and funding markets.

Fixed Income

Credit Default Swap Spread

Credit Default Swap Spread — Market-implied default risk premium for single names and indices.

Liquidity

FRA-OIS Spread

FRA-OIS spread measures the difference between interbank funding expectations and overnight indexed swap rates, often used as a gauge of banking and short-term funding stress.

Liquidity

LIBOR-OIS Spread

LIBOR-OIS spread tracks the gap between unsecured bank funding rates and overnight indexed swap rates, historically serving as a benchmark for banking-system stress.

Liquidity

USD/JPY Cross-Currency Basis

USD/JPY cross-currency basis measures the extra cost of obtaining dollars through FX swap markets and is a key indicator of offshore dollar funding stress.

Macro Policy

Cross-Currency Basis

Funding stress signal derived from FX swap pricing distortions and balance sheet constraints.

Rates

Interest Rate Swap

An interest-rate swap exchanges fixed coupons for floating (or the reverse) on a notional — the vanilla rates derivative.

Rates

Liability Driven Investing

Liability Driven Investing — Pension hedging of liabilities with long duration bonds/swaps.

Rates

Swap Spread

Swap spread measures the difference between interest rate swap rates and Treasury yields of similar maturity, helping track balance-sheet conditions, collateral dynamics, and structural stress in rates markets.

Option Blackboard · 0
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Encyclopedia · 12
Financial Crises · Foundations

Archegos 2021

Archegos was a family-office total-return-swap blow-up in March 2021: concentrated longs, huge hidden leverage across prime brokers, and a week of block sales that hit ViacomCBS and others.

Fixed Income · Foundations

Asset Swap Spread

Asset Swap Spread — Spread between bond yield and floating leg, linking credit and funding markets.

Credit · Foundations

Credit Default Swap

A CDS is a bilateral contract that pays the loss on a reference credit after a credit event — default insurance quoted as a spread.

Fixed Income · Foundations

Credit Default Swap Spread

Credit Default Swap Spread — Market-implied default risk premium for single names and indices.

Macro Policy · Foundations

Cross-Currency Basis

Funding stress signal derived from FX swap pricing distortions and balance sheet constraints.

Liquidity · Foundations

FRA-OIS Spread

FRA-OIS spread measures the difference between interbank funding expectations and overnight indexed swap rates, often used as a gauge of banking and short-term funding stress.

Rates · Foundations

Interest Rate Swap

An interest-rate swap exchanges fixed coupons for floating (or the reverse) on a notional — the vanilla rates derivative.

Rates · Foundations

Liability Driven Investing

Liability Driven Investing — Pension hedging of liabilities with long duration bonds/swaps.

Liquidity · Foundations

LIBOR-OIS Spread

LIBOR-OIS spread tracks the gap between unsecured bank funding rates and overnight indexed swap rates, historically serving as a benchmark for banking-system stress.

Rates · Foundations

Swap Spread

Swap spread measures the difference between interest rate swap rates and Treasury yields of similar maturity, helping track balance-sheet conditions, collateral dynamics, and structural stress in rates markets.

Liquidity · Foundations

USD/JPY Cross-Currency Basis

USD/JPY cross-currency basis measures the extra cost of obtaining dollars through FX swap markets and is a key indicator of offshore dollar funding stress.

Derivatives · Foundations

Variance Swap

Variance Swap — Contract paying realized variance versus strike, core institutional vol transfer instrument.

Cards · 0
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